( 180+ Best ) Investment Management MCQ

Investment Management MCQ

Definition Of Investment Management

Investment management refers to the handling of financial assets and other investments—not only buying and selling them. Management includes devising a short- or long-term strategy for acquiring and disposing of portfolio holdings. It can also include banking, budgeting, and tax services and duties, as well.

1. 1. Which risk estimation methodology is used for measuring initial margins for futures/options market
      1. Value of risk
      2. Law of probability
      3. Standard deviation
      4. None of the above
   2. The value of call option _____________ with a decrease in the spot price
      1. Increases
      2. Does not change
      3. Decreases
      4. Increases or decreases
   3. The open position for the proprietary trades will be on a________________
      1. Net basis
      2. Gross basics
      3. None
   4. The black –Scholes option pricing model was developed in_______________
      1. 1923
      2. 1973
      3. 1887
      4. 1987
   5. In the case of index future contracts, the daily settlement  price is the __________________
      1. Closing price of the future contract
      2. Opening price of future contract
      3. Closing spot index value
      4. Opening spot index value
   6. Premium margin is levied at ____________________level
      1. Client
      2. Clearing member
      3. Broker
      4. Trading member
   7. To operates in the derivative segment of NSE, the dealer/broker and sales persons are required to pass ________________________examination
      1. Certified financial analyst
      2. MBA(finance)
      3. NCFM
      4. Chartered accountancy
   8. Margins levied on a member in respect of options contracts are initial margin, premium margin and assignment margin
      1. True
      2. False
   9. American option are frequently deducted from those of its European counterpart
      1. False
      2. True
   10. A company making a public issue of securities has to file a draft prospectus with ______________
       1. RBI
       2. SEBI
       3. Ministry of finance
       4. None of the above