( 180+ Best ) Investment Management MCQ

Investment Management MCQ

Definition Of Investment Management

Investment management refers to the handling of financial assets and other investments—not only buying and selling them. Management includes devising a short- or long-term strategy for acquiring and disposing of portfolio holdings. It can also include banking, budgeting, and tax services and duties, as well.

1. 1. ________________ deals with issue, allotment and transfer of securities
      1. Companies act,1956
      2. Depositories Act, 1996
      3. Capital Issues (Control)Act,1947
      4. None of the above
   2. ________________ envisages transfer of ownership of securities electronically by book entry without –making the securities move from person to person
      1. Companies Act,1956
      2. Depositories Act, 1996
      3. Capital Issues (Control)Act,1947
      4. None of the above
   3. The company making a public issue of securities has to file a draft prospectus with______________
      1. RBI
      2. SEBI
      3. Ministry of finance
      4. None of the above
   4. Promoters contribution in case of public issues by unlisted companies and promoter’s share holding in case of ‘ offers for sale’  shall not be less than __________of post issue capital
      1. 50%
      2. 15%
      3. 20%
      4. 30%
   5. The companies Act,1956 requires that every public leased company making an IPO of any security for ______ or more shall issue the same only in dematerialized form
      1. 50 crores
      2. 30 crores
      3. 20 crores
      4. 10 crores
   6. Foreign currency convertible bonds(FCCBs) are also known as__________________
      1. Euro issues
      2. Dollar issues
      3. Convertible credit securities
      4. Convertible credit bonds
   7. Mutual funds being Public Trust are governed by the_______________________
      1. Indian Trustees Act,1887
      2. Mutual Trust Act,1880
      3. Public trust Act,1886
      4. Indian Trust Act, 1882
   8. A company proposing to list on the NSE must have a minimum paid up equity capital of
      1. 50 crores
      2. 20 crores
      3. 10 crores
      4. 30 crores
   9. During Auction, order matching takes place after the
      1. Solicitor period
      2. Initiator period
      3. Competitor period
      4. Open period
   10. For auction market price bonds of __________are applicable
       1. 50%
       2. 15%
       3. 20%
       4. 30%