If you ally craving such a referred banking awareness mcq book that will have the … Basic/Banking awareness is a part 100 random MCQs
71.Money market where debt and stocks are traded and maturity period is more than a year is classified as which of the following?
[A] shorter term markets
[B] capital markets
[C] counter markets
[D] long-term markets
Correct Answer: B [capital markets]
Notes:
Capital markets refer to the places where savings and investments are moved between suppliers of capital and those who are in need of capital.
72.Financial institutions having loans swapped for bonds can sell all bonds in which of the following?
[A] under-developed markets
[B] developed markets
[C] primary markets
[D] secondary markets
Correct Answer: D [secondary markets]
Notes:
The secondary market is where investors buy and sell securities they already own. It is what most people typically think of as the “stock market,” though stocks are also sold on the primary market when they are first issued.
73.Which of the following is the regulator of the credit rating agencies in India?
[A] RBI
[B] SIDBI
[C] SBI
[D] SEBI
Correct Answer: D [SEBI]
Notes:
SEBI is the regulator of the credit rating agencies in India.
74.What is ‘future trading’?
[A] a trade between any two stock exchanges
[B] an agreement between two parties to buy or sell an underlying asset in the future at a
[C] an agreement between stock exchanges that they will not trade the stocks of each other
[D] None of the above
Correct Answer: B [an agreement between two parties to buy or sell an underlying asset in the future at a]
Notes:
In finance, a single-stock future (SSF) is a type of futures contract between two parties to exchange a specified number of stocks in a company for a price agreed today (the futures price or the strike price) with delivery occurring at a specified future date, the delivery date.
75.Markets in which derivatives are traded, are classified as which of the following?
[A] assets backed market
[B] cash flow backed markets
[C] mortgage backed markets
[D] derivative securities markets
Correct Answer: D [derivative securities markets]
Notes:
A derivative is a contract between two or more parties whose value is based on an agreed-upon underlying financial asset (like a security) or set of assets (like an index).
76.Which of the following markets are open to specific investors who buy securities directly from the issuing company?
[A] Tertiary markets
[B] Primary markets
[C] Secondary markets
[D] None of the above
Correct Answer: B [Primary markets]
Notes:
The primary market is the part of the capital market that deals with the issuance and sale of equity-backed securities to investors directly by the issuer.
77.Which of the following NBFCs provides finance to the public whether by making loans or advances?
[A] Asset Finance Company
[B] Investment Company
[C] Loan Companies
[D] Infrastructure Finance Company
Correct Answer: C [Loan Companies]
Notes:
Loan Companies (LC) is one NBFC primarily carrying on, as its principal business, the providing of finance to the public whether by making loans or advances or otherwise for any activity other than its own but does not include an equipment leasing company or a hire-purchase, Asset Finance company.
78.Which of the following is the core investment company having total assets of not less than ₹100 crore?
[A] Systemically Important Core Investment Company
[B] Infrastructure Debt Fund
[C] Infrastructure Finance Company
[D] NBFC-MFI
Correct Answer: A [Systemically Important Core Investment Company]
Notes:
Systemically important Core Investment Company (CIC-ND-SI)” means a core investment company having total assets of not less than ₹100 crore either individually or in aggregate along with other CICs in the Group and which raises or holds public funds
79.Who among the following regulates the NBFCs in India?
[A] Reserve Bank of India
[B] SEBI
[C] Government of India
[D] None of the above
Correct Answer: A [Reserve Bank of India]
Notes:
The working and operations of NBFCs are regulated by the Reserve Bank of India (RBI) within the framework of the [[Reserve Bank of India Act, 1934]] (Chapter III-B) and the directions issued by it.
80.What is the minimum net owned fund requirement for NBFCs?
[A] Rs 200 lakh
[B] Rs 250 lakh
[C] Rs 25 lakh
[D] Rs 100 lakh
Correct Answer: A [Rs 200 lakh]
Notes:
The minimum capital requirements of NBFC incorporated before April 21, 1999 is 25 lakhs. After April 1999, the limit is increased to 200 lakhs.
If you ally craving such a referred banking awareness mcq book that will have the … Basic/Banking awareness is a part 100 random MCQs
